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Frequently Asked Questions

Here are some of our most common questions. For answers to these questions, or to ask your own, Ask a Lighthouse Financial Advisor below!

How long does the first meeting take?
What financial documents should I bring with me to the meeting?
When should I begin my deferred compensation?
What should I do with my RSUs when they vest?
Does Walmart offer a Roth 401k?
When should I exercise my stock options?
Should I pay off my mortgage early?
How do I know if my Lighthouse Financial Advisor is acting in my best interest?
How do I know that I am getting objective advice?
How does my advisor get compensated?
Can I bring pets to the office?

Ask a Lighthouse Financial Advisor

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All Investment Advisory Services are provided by Waterloo Capital d/b/a Lighthouse Financial, an SEC Registered Investment Adviser. Registration with the SEC does not imply a certain level of skill or expertise. Lighthouse Financial is not affiliated with Waterloo Capital. Additional information about Waterloo Capital d/b/a Lighthouse Financial, is available in its current disclosure documents, Form ADV Part 1A, Form ADV Part 2A Brochure, and Client Relationship Summary, which are accessible online via the SEC’s investment Adviser Public Disclosure (IAPD) database at www.adviserinfo.sec.gov. Waterloo Capital does not offer or provide legal or tax advice. Please consult your attorney and/or tax advisor for such services.

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Client Relationship Summary

© 2022 by Lighthouse Financial. Check the background of this investment professional on FINRA's BrokerCheck: http://brokercheck.finra.org/

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